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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

140

name start date
Thomas William Butch
April 2003
Lindsay M Warrington
November 2011
Ernesto Arthur Lopez
November 2006
Daniel Keith Bellchamber
December 2014
Le Tran Nguyen
April 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Philip James Sanders Director August, 2016 less than 5%
    Elizabeth Ann Hansen Svp And Chief Compliance Officer April, 2018 less than 5%
    Kirby Adam De Moss Chief Operating Officer, Principal Operations Officer April, 2018 less than 5%
    Michael John Daley Vp, Corporate Controller, Financial And Operations Principal October, 2018 less than 5%
    Benjamin Russell Clouse Senior Vice President, Chief Accounting Officer, Director, Principal Financial Officer November, 2017 less than 5%
    Mark Patrick Buyle Senior Vice President And General Counsel March, 2003 less than 5%
    Brent Kyle Bloss Senior Vice President, Director April, 2014 less than 5%
    Amy Jo Scupham President April, 2018 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time