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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Jan. 8, 2016
    • $9.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 48
    • $207.2M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Fpa Fund Distributors, Inc. Broker-Dealer --
Gary Leslie Dann -- --
Heitman Securities LLC Broker-Dealer --
Legel, Braswell Securities Corp. IAR --
Mcg Equities, LLC -- --
Old Mutual Investment Partners Broker-Dealer --
Reich & Tang Distributors, Inc. Broker-Dealer --
Richard Raymond Defelice -- --
William V Clippinger -- --



    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Edwin Lake Setzler Vp & Controller December, 2005 less than 5%
    Pavan Nagpal Vp July, 2005 less than 5%
    Christopher Hughes Thomas Vp & Cco August, 2004 less than 5%
    Julian William Herbert Mann Vice President February, 2004 less than 5%
    Rikard Bernt Ekstrand Vp January, 1999 less than 5%
    Steven Richard Geist Vp December, 1994 less than 5%
    Thomas Hunter Atteberry Vp March, 1997 less than 5%
    Dennis Michael Bryan Vp January, 1996 less than 5%
    Steven Romick Sr Vp March, 1996 less than 5%
    Eric Sayre Ende Sr Vp January, 1985 less than 5%
    James Richard Atwood Dir, Prin, Coo, Cfo & Tr January, 1997 less than 5%
    Robert Louis Rodriguez Dir, Prin,Ceo & Cio November, 1983 less than 5%
      Source: SEC


      Types of Compensation Arrangements

      • Percentage Of Assets
      • (6) Performance-Based Fees