Back to top




There are no insights from this firm to display at this time.


ETF Holdings

Name Assets
Vanguard Short-Term Bond Index Fund $57,762,000
Vanguard Value Index Fund $38,398,000
Vanguard Tax-Managed International Fund $36,507,000
Vanguard Growth Index Fund $33,386,000
Vanguard Total International Bond Index Fund $32,239,000
iShares Core US Aggregate Bond ETF $21,975,000
Vanguard Long-Term Bond Index Fund $18,920,000
Vanguard Intermediate-Term Bond Index Fund $16,086,000
Vanguard Mortgage-Backed Securities Index Fund $15,679,000
iShares S&P 500 Growth ETF $15,561,000
iShares S&P 500 Value ETF $12,557,000
iShares Core MSCI EAFE ETF $12,219,000
Vanguard Small-Cap Index Fund $11,094,000
iShares Russell 1000 Growth ETF $10,303,000
iShares Core S&P Small-Cap ETF $9,710,000
Vanguard Emerging Markets Stock Index Fund $9,432,000
iShares Core S&P Mid-Cap ETF $9,044,000
iShares Russell 1000 Value ETF $8,346,000
Vanguard Total Stock Market Index Fund $6,401,000
iShares Core S&P 500 ETF $6,371,000
Vanguard FTSE All-World ex-US Small-Cap Index Fund $5,260,000
Vanguard REIT Index Fund $5,077,000
iShares iBoxx $ High Yield Corporate Bond ETF $4,729,000
First Trust Dorsey Wright Focus 5 ETF $4,471,000
iShares MSCI EAFE ETF $4,266,000
First Trust Health Care AlphaDEX Fund $4,204,000
iShares Russell Mid-Cap ETF $3,634,000
iShares Russell 2000 ETF $3,532,000
SPDR S&P 500 ETF Trust $3,434,000
First Trust Multi Cap Growth AlphaDEX Fund $3,346,000
First Trust Large Cap Core AlphaDEX Fund $3,241,000
First Trust Multi Cap Value AlphaDEX Fund $3,162,000
iShares TIPS Bond ETF $3,118,000
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF $3,056,000
iShares JPMorgan USD Emerging Markets Bond ETF $2,911,000
iShares US Preferred Stock ETF $2,729,000
Vanguard European Stock Index Fund $2,453,000
iShares Core MSCI Emerging Markets ETF $2,401,000
ProShares UltraPro QQQ $2,223,000
First Trust Consumer Staples AlphaDEX Fund $2,053,000
Vanguard Materials Index Fund $2,002,000
iShares Core MSCI Pacific ETF $1,940,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $1,865,000
Vanguard Dividend Appreciation Index Fund $1,778,000
SPDR Bloomberg Barclays High Yield Bond ETF $1,730,000
SPDR S&P MidCap 400 ETF $1,581,000
First Trust Multi-Asset Diversified Income Index Fund $1,427,000
Vanguard 500 Index Fund $1,407,000
First Trust Consumer Discretionary AlphaDEX Fund $1,314,000
Vanguard Mid-Cap Index Fund $1,294,000
First Trust North American Energy Infrastructure Fund $1,216,000
Vanguard Mid-Cap Growth Index Fund $1,127,000
SPDR S&P Regional Banking ETF $1,112,000
Vanguard Total Bond Market Index Fund $1,107,000
Vanguard Health Care Index Fund $1,086,000
PowerShares Senior Loan Portfolio $1,084,000
Vanguard Extended Market Index Fund $1,076,000
Industrial Select Sector SPDR Fund $976,000
First Trust Dorsey Wright International Focus 5 ETF $929,000
iShares MSCI Emerging Markets ETF $899,000
Vanguard Small-Cap Value Index Fund $887,000
Vanguard Short-Term Corporate Bond Index Fund $856,000
SPDR Gold Shares $849,000
Deutsche X-trackers MSCI EAFE Hedged Equity ETF $825,000
First Trust Developed Markets Ex-US AlphaDEX Fund $784,000
iShares 1-3 Year Treasury Bond ETF $759,000
Vanguard Consumer Staples Index Fund $739,000
iShares MBS ETF $717,000
Vanguard FTSE All-World ex US Index Fund $681,000
iShares Edge MSCI Min Vol Emerging Markets ETF $639,000
First Trust S&P REIT Index Fund $638,000
Energy Select Sector SPDR Fund $627,000
Powershares S&P 500 Low Volatility Portfolio $627,000
iShares Russell 1000 ETF $612,000
First Trust Value Line Dividend Index Fund $612,000
Vanguard Mid-Cap Value Index Fund $592,000
First Trust Dow Jones Global Select Dividend Index Fund $504,000
iShares Select Dividend ETF $492,000
PowerShares FTSE RAFI US 1000 Portfolio $487,000
iShares US Technology ETF $483,000
SPDR Dow Jones Industrial Average ETF Trust $483,000
SPDR Bloomberg Barclays International Treasury Bond ETF $472,000
PowerShares Emerging Markets Sovereign Debt Portfolio $470,000
iShares National Muni Bond ETF $463,000
PowerShares DB Commodity Index Tracking Fund $451,000
Vanguard Intermediate-Term Corporate Bond Index Fund $450,000
Utilities Select Sector SPDR Fund $425,000
Financial Select Sector SPDR Fund $421,000
iShares S&P Mid-Cap 400 Growth ETF $396,000
iShares 1-3 Year Credit Bond ETF $393,000
Vanguard High Dividend Yield Index Fund $383,000
WisdomTree Japan Hedged Equity Fund $331,000
PowerShares Build America Bond Portfolio $309,000
iShares Dow Jones US ETF $306,000
PIMCO Total Return Active Exchange-Traded Fund $304,000
Consumer Staples Select Sector SPDR Fund $295,000
First Trust Morningstar Dividend Leaders Index Fund $294,000
First Trust Large Cap Growth AlphaDEX Fund $285,000
iShares Nasdaq Biotechnology ETF $275,000
iShares International Select Dividend ETF $273,000
PowerShares Preferred Portfolio $269,000
Barclays ETN + VEQTOR Exchange Traded Note $254,000
iShares Russell 2000 Value ETF $248,000
Health Care Select Sector SPDR Fund $238,000
SPDR S&P Dividend ETF $236,000
iShares Core S&P Total US Stock Market ETF $234,000
iShares International Treasury Bond ETF $231,000
iShares Floating Rate Bond ETF $226,000
iShares 3-7 Year Treasury Bond ETF $221,000
PowerShares Dynamic Pharmaceuticals Portfolio $220,000
First Trust Equity Opportunities ETF $206,000
iShares Russell Mid-Cap Value ETF $204,000
Alerian MLP ETF $179,000
iShares Gold Trust $116,000



    Last updated on June 5, 2019
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
      • N/A
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Amanda Anastasia Potestato
    December 2015
    William H Taylor
    May 2014
    Maria Jean Lindsley
    January 2016
    James Robert Mersfelder
    April 2016
    Daniel Douglas Etheridge
    June 2015
    Maura Kathryn Collins

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      First Dakota, Inc. -- --
      Invest Financial Corporation Insurance Agency Inc of Illinois -- --
      Invest Financial Corporation Insurance Agency Inc. of Delaware -- --
      Investment Centers of America, Inc. Dual Registrant $0
      Jackson National Asset Management, LLC IAR $31,615,941,873
      Jackson National Life Distributors LLC Broker-Dealer --
      Jackson National Life Insurance Company -- --
      Jackson National Life Insurance Company of New York -- --
      National Planning Corporation ("Npc of America" In Fl & Ny) Dual Registrant $0
      Ppm America Inc IAR $108,404,150,918
      Sii Investments, Inc. Dual Registrant $0



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Patricia Ann Mccallop Nph And Npc Svp & Chief Compliance Officer June, 2018 less than 5%
        Steven Howard Dowden President, Ceo, Director; Nph President & Ceo February, 2018 less than 5%
        Sandra Renee Whited Cco-Invest; 1St Vice President-Compliance February, 2018 less than 5%
        James Peter Miller Nph Svp, Operations; Interim Chief Operations Officer-Invest April, 2017 less than 5%
        Bradley Olan Harris Director February, 2017 less than 5%
        Vanessa Marie Rodriguez Lambrechts Vp, Finop, Controller April, 2013 less than 5%
        Maura Kathryn Collins Senior Vice President & Chief Financial Officer - National Planning Holdings October, 2015 less than 5%
        Gerry A Gunderson Nph General Counsel & Svp Of Regulatory Affairs April, 2007 less than 5%
        Caren Leslie Coleman Vice President January, 2010 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Other