Back to top




There are no insights from this firm to display at this time.


ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Feb. 1, 2017
    • $9.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 40K
    • $246.1K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Donald W. Cowie, CPA, MBA
December 1995
James George Tatakis
May 2015
David C Barth
April 2016
David Cohen
June 2002
Arnie Louis Kroupa
June 2005

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Alliancebernstein Corporation IAR --
    Alliancebernstein Global Derivatives Corporation IAR --
    Alliancebernstein Holding L.P. IAR --
    Alliancebernstein Investments, Inc. Broker-Dealer --
    Alliancebernstein L.P. IAR $436,186,843,136
    Axa Distributors, LLC Broker-Dealer --
    Axa Equitable Funds Management Group, LLC IAR $144,288,947,570
    Axa Equitable Life Insurance Company IAR $661,524,061
    PlanMember Securities Corporation Dual Registrant $2,637,585,000
    Sanford C. Bernstein & Co., LLC Dual Registrant $7,232,934,549



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Thomas L Eng Chief Privacy Officer December, 2015 less than 5%
      Ronald Paul Herrmann Director October, 2015 less than 5%
      Kenneth Russell Webb Vp And Chief Financial Planning Officer August, 2015 less than 5%
      James Patrick Mellin Chief Sales Officer September, 2014 less than 5%
      David Whitcomb Karr Chairman Of The Board And Chief Executive Officer September, 2014 less than 5%
      Sharon Ann Ritchey Director April, 2014 less than 5%
      Maryjean Elizabeth Bonadonna Vice President And Broker Dealer Chief Compliance Officer October, 2012 less than 5%
      Anders Bjorn Malmstrom Director July, 2012 less than 5%
      Page Howard Pennell Vice President May, 2012 less than 5%
      Frank Angelo Jr Massa President, Director, And Chief Operating Officer May, 2013 less than 5%
      Nicholas Joseph Gismondi Vice President And Controller/Finop January, 2012 less than 5%
      Maurya Crawford Keating Vice President, Chief Broker Dealer Counsel, And Investment Advisor Chief Compliance Officer October, 2011 less than 5%
      Christine Marie Nigro Vice Chairman Of The Board September, 2014 less than 5%
      Nick Lane Director; Chief Retirement Savings Officer February, 2011 less than 5%
      Philip Anthony Pescatore Chief Risk Officer November, 2007 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees