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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Sept. 6, 2019
    • $14.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 53K
      Accounts
    • $276.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

5,148

name start date
Donald W. Cowie, CPA, MBA
December 1995
David C Barth
April 2016
Brendan Patrick Hanley
October 2013
Susan Kay Crane
July 2017
Christine Jennifer Prontock
November 2015

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ab Custom Alternative Solutions LLC IAR $596,560,078
    Ab Private Credit Investors LLC IAR $2,288,102,651
    Alliancebernstein Corporation IAR $0
    Alliancebernstein Holding L.P. IAR $0
    Alliancebernstein Investments, Inc. Broker-Dealer --
    Alliancebernstein L.P. IAR $486,957,638,595
    Axa Distributors, LLC Broker-Dealer --
    Axa Equitable Funds Management Group, LLC IAR $145,396,819,896
    Axa Equitable Life Insurance Company IAR $661,524,061
    Planmember Securities Corporation Dual Registrant $4,290,116,608
    Sanford C. Bernstein & Co., LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Nicholas Burritt Lane Director May, 2019 less than 5%
      Patricia Agnes Boylan Broker Dealer Chief Compliance Officer February, 2019 less than 5%
      Christopher John Larussa Investment Advisor Chief Compliance Officer February, 2019 less than 5%
      Stephen Lank Principal Operations Officer/Chief Operations Officer October, 2018 less than 5%
      Aaron Joseph Sarfatti Director July, 2018 less than 5%
      Ralph Edward Ii Browning Chief Privacy Officer May, 2018 less than 5%
      Jane Lynn Smith Assistant Vice President July, 1999 less than 5%
      Maryjean Elizabeth Bonadonna Chief Risk Officer November, 2018 less than 5%
      Frank Angelo Jr Massa President/Director October, 2018 less than 5%
      Nicholas Joseph Gismondi Vice President And Controller/Finop/Principal Financial Officer October, 2018 less than 5%
      Ronald Paul Herrmann Director October, 2015 less than 5%
      James Patrick Mellin Chief Sales Officer September, 2014 less than 5%
      David Whitcomb Karr Chairman Of The Board And Chief Executive Officer September, 2014 less than 5%
      Anders Bjorn Malmstrom Director July, 2012 less than 5%
      Page Howard Pennell Vice President May, 2012 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees