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Last updated on July 29, 2017
    • $1.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
    • $197.4K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Carlos Domingos Paiva
July 1997
Hillary Joy Wertlieb
August 2005
Patricia Anne Dellacorino
October 2001
Evan Jon Kleinman
May 2004
Anthony Dale George
June 2010

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
    Cetera Advisors Insurance Services LLC -- --
    Cetera Advisors LLC Dual Registrant $10,963,478,052
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Insurance Agency LLC -- --
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    Fasi Insurance Services, Inc. -- --
    Fasi of Tx, Inc. -- --
    First Allied Advisory Services, Inc. IAR $4,542,958,875
    First Allied Retirement Services -- --
    First Allied Securities, Inc. Dual Registrant $0
    Girard Securities, Inc. Dual Registrant $596,796,627
    Investors Capital Insurance Agency -- --
    Lec Insurance Agency, Inc. -- --
    Legend Advisory Corporation IAR $1,943,378,379
    Legend Equities Corporation Broker-Dealer --
    Sbs Insurance Agency of Fl, Inc. -- --
    Sbs of California Insurance Agency, Inc. -- --
    Sbsi Insurance Agency of Tx, Inc. -- --
    Sk Research IAR --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $3,799,519,864
    Tower Square Investment Management -- --
    Vsr Advisory Services IAR $3,101,311,823



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Timothy Boyle Murphy President July, 2016 less than 5%
      Stanley Robert Smiley Vice President July, 2016 less than 5%
      Bernard Andre Breton Bd Chief Compliance Officer January, 2016 less than 5%
      Adam Nicholas Antoniades Director July, 2016 less than 5%
      Brett Lamar Harrison Director July, 2016 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Gregory Alan Olson Secretary July, 2016 less than 5%
        Source: SEC


        There is no compensation data available to display at this time