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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $1.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
      Accounts
    • $197.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
Randy A Yaple
April 2001
Mark Paul Shelson
January 2015
George Robert Barker

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $18,099,125,377
    Cetera Advisors Insurance Services LLC -- --
    Cetera Advisors LLC Dual Registrant $12,246,297,195
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Insurance Agency LLC -- --
    Cetera Investment Advisers LLC IAR $10,324,028,419
    Cetera Investment Services LLC Broker-Dealer $1,193,288,801
    Fasi Insurance Services, Inc. -- --
    Fasi of Tx, Inc. -- --
    First Allied Advisory Services, Inc. IAR $5,977,442,718
    First Allied Retirement Services -- --
    First Allied Securities, Inc. Broker-Dealer $0
    Girard Securities, Inc. IAR $596,796,627
    Investors Capital Insurance Agency -- --
    Lec Insurance Agency, Inc. -- --
    Legend Advisory Corporation IAR $1,946,934,851
    Legend Equities Corporation Dual Registrant --
    Sbs Insurance Agency of Fl, Inc. -- --
    Sbs of California Insurance Agency, Inc. -- --
    Sbsi Insurance Agency of Tx, Inc. -- --
    Sk Research IAR --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $2,889,596,331
    Tower Square Investment Management -- --
    Vsr Advisory Services IAR $3,101,311,823

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Timothy Boyle Murphy President July, 2016 less than 5%
      Stanley Robert Smiley Vice President July, 2016 less than 5%
      Bernard Andre Breton Bd Chief Compliance Officer January, 2016 less than 5%
      Adam Nicholas Antoniades Director July, 2016 less than 5%
      Brett Lamar Harrison Director July, 2016 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Gregory Alan Olson Secretary July, 2016 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time