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ETF Holdings

Name Assets
FlexShares Morningstar US Market Factor Tilt Index Fund $40,848,000
Pacer Trendpilot 750 ETF $11,341,000
Vanguard Russell 1000 Growth Index Fund $11,220,000
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund $9,997,000
First Trust Senior Loan Fund $5,692,000
Fidelity Limited Term Bond ETF $5,076,000
First Trust Low Duration Opportunities ETF $3,979,000
PureFunds ISE Cyber Security ETF $3,509,000
First Trust STOXX European Select Dividend Index Fund $2,630,000
ARK Innovation ETF $2,362,000
VanEck Vectors Fallen Angel High Yield Bond ETF $2,302,000
SPDR S&P World ex-US ETF $2,145,000
iShares Exponential Technologies ETF $2,025,000
iShares MSCI Malaysia ETF $1,436,000
PowerShares Russell Top 200 Pure Value Portfolio $1,395,000
iShares Edge MSCI USA Value Factor ETF $1,370,000
SPDR Bloomberg Barclays Aggregate Bond ETF $1,338,000
Pacer Trendpilot 450 ETF $1,286,000
PowerShares DB Precious Metals Fund $1,269,000
JPMorgan Diversified Return International Equity ETF $1,037,000
Oppenheimer Mid Cap Revenue ETF $974,000
iShares MSCI Global Metals & Mining Producers ETF $779,000
Guggenheim S&P Small Cap 600 Equal Weight ETF $725,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $711,000
First Trust High Income ETF $618,000
Direxion NASDAQ-100 Equal Weighted Index Shares $588,000
VanEck Vectors-Investment Grade Floating Rate ETF $449,000
Guggenheim Total Return Bond ETF $384,000
PowerShares DWA Tactical Multi-Asset Income Portfolio $298,000
iShares MSCI Taiwan Capped ETF $284,000
Arrow Dow Jones Global Yield ETF $276,000
Guggenheim BulletShares 2021 High Yield Corporate Bond ETF $262,000
PowerShares Russell Midcap Equal Weight Portfolio $233,000
WisdomTree Europe Hedged SmallCap Equity Fund $206,000



    Last updated on Jan. 23, 2020
      • $85.2B
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 127K
        number of clients
      • $670.1K
        Estimated Average Account Balance Per Client


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Jeremy Bok, CPA, PFS
    January 2018
    Holly Gallagher, CFP®, AIF®
    May 2002
    John Peter Gingas
    May 1997
    Donald Lee Albacker
    November 2009
    Kathie Muhler, EA, MBA, RFC
    September 2017

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      CES Insurance Agency, Inc. -- --
      Commonwealth Financial Network Dual Registrant $85,214,650,650



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Kol Birke Managing Principal, Technology & Corporate Strategy April, 2019 less than 5%
        Christopher Anthony Trapnell Kloman Chief Financial Officer, Chief Operations Officer, President July, 2015 less than 5%
        Richard Marcus Hunter President Emeritus May, 2013 less than 5%
        Joseph Samuel Deitch Chairman July, 1996 less than 5%
        Jonathan Christiaan Bohs Senior Vice President, Brokerage Operations May, 2013 less than 5%
        Peter Tompkins Wheeler Vice Chairman May, 2013 less than 5%
        Paul Jonathan Tolley Chief Compliance Officer, Senior Vice President August, 2006 less than 5%
        David Linus Kelly Managing Principal, Trading And Brokerage Operations January, 1999 less than 5%
        Wayne Michael Bloom Chief Executive Officer January, 2009 less than 5%
        John James Rooney Managing Principal September, 1988 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions