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ETF Holdings

Name Assets
FlexShares Morningstar US Market Factor Tilt Index Fund $40,848,000
Pacer Trendpilot 750 ETF $11,341,000
Vanguard Russell 1000 Growth Index Fund $11,220,000
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund $9,997,000
Vanguard S&P Small-Cap 600 Index Fund $7,529,000
iShares Morningstar Small-Cap Value ETF $7,474,000
SPDR S&P 600 Small Cap ETF $7,358,000
First Trust Senior Loan Fund $5,692,000
Fidelity Limited Term Bond ETF $5,076,000
Vanguard Russell 1000 Value Index Fund $4,274,000
First Trust Low Duration Opportunities ETF $3,979,000
PureFunds ISE Cyber Security ETF $3,509,000
WisdomTree Total Dividend Fund $2,673,000
First Trust STOXX European Select Dividend Index Fund $2,630,000
ARK Innovation ETF $2,362,000
VanEck Vectors Fallen Angel High Yield Bond ETF $2,302,000
iShares Morningstar Large-Cap Value ETF $2,291,000
SPDR S&P World ex-US ETF $2,145,000
iShares Exponential Technologies ETF $2,025,000
iShares GNMA Bond ETF $1,707,000
iShares Morningstar Mid-Cap Value ETF $1,585,000
iShares MSCI Malaysia ETF $1,436,000
PowerShares Russell Top 200 Pure Value Portfolio $1,395,000
iShares Edge MSCI USA Value Factor ETF $1,370,000
SPDR Bloomberg Barclays Aggregate Bond ETF $1,338,000
Pacer Trendpilot 450 ETF $1,286,000
PowerShares DB Precious Metals Fund $1,269,000
iShares Russell Top 200 ETF $1,244,000
iShares Morningstar Mid-Cap Growth ETF $1,079,000
JPMorgan Diversified Return International Equity ETF $1,037,000
Oppenheimer Mid Cap Revenue ETF $974,000
iShares MSCI Europe Small-Cap ETF $935,000
iShares MSCI Global Energy Producers ETF $788,000
iShares MSCI Global Metals & Mining Producers ETF $779,000
Guggenheim S&P Small Cap 600 Equal Weight ETF $725,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $711,000
iShares Global Clean Energy ETF $671,000
ProShares UltraPro S&P500 $668,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $660,000
First Trust High Income ETF $618,000
Direxion NASDAQ-100 Equal Weighted Index Shares $588,000
IQ Global Resources ETF $525,000
Guggenheim Total Return Bond ETF $384,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $319,000
iShares Government/Credit Bond ETF $300,000
PowerShares DWA Tactical Multi-Asset Income Portfolio $298,000
iShares MSCI Taiwan Capped ETF $284,000
First Trust NASDAQ Clean Edge Green Energy Index Fund $282,000
Arrow Dow Jones Global Yield ETF $276,000
PIMCO 1-3 Year US Treasury Index Exchange Traded Fund $264,000
Guggenheim BulletShares 2021 High Yield Corporate Bond ETF $262,000
PowerShares Russell Midcap Equal Weight Portfolio $233,000
WisdomTree Total Earnings Fund $219,000
PIMCO Broad US TIPS Index Exchange-Traded Fund $216,000
WisdomTree Europe Hedged SmallCap Equity Fund $206,000



    Last updated on April 2, 2019
      • $81.0B
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 127K
        number of clients
      • $636.7K
        Estimated Average Account Balance Per Client


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Christopher E. Wells, CFP®, AIF®
    July 2005
    Holly Gallagher, CFP®, AIF®
    May 2002
    Daniel Palmer
    February 2018
    Alexander G. Assaley III, AIF®
    July 2006
    Patrick Shawn Sullivan
    February 2018

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      CES Insurance Agency, Inc. -- --
      Commonwealth Financial Network Dual Registrant $80,973,209,717



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Christopher Anthony Trapnell Kloman Managing Principal, Chief Financial Officer July, 2015 less than 5%
        Richard Marcus Hunter President And Chief Operating Officer May, 2013 less than 5%
        Joseph Samuel Deitch Chairman July, 1996 less than 5%
        Jonathan Christiaan Bohs Senior Vice President, Brokerage Operations May, 2013 less than 5%
        Darren Anthony Tedesco Managing Principal, Innovation And Strategy June, 2010 less than 5%
        Peter Tompkins Wheeler Vice Chairman May, 2013 less than 5%
        Paul Jonathan Tolley Chief Compliance Officer, Senior Vice President August, 2006 less than 5%
        David Linus Kelly Managing Principal, Trading And Brokerage Operations January, 1999 less than 5%
        Wayne Michael Bloom Chief Executive Officer January, 2009 less than 5%
        John James Rooney Managing Principal September, 1988 less than 5%
          Source: SEC


          There is no compensation data available to display at this time