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Sva Plumb Wealth Management, LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 30, 2019
    • $2.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $550.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

44

name start date
Maureen Ellen Hansen
January 2012
Heather Lea Benash
January 2014
David Carl Flanagan Koop
May 2019
Keith Kurtis Kuzera
January 2012
Peter Charles Jelacic
January 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Sva Certified Public Accountants S.C. -- --
    Sva Financial Services, LLC Broker-Dealer --
    Sva Trust Company, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Debra Lynn Oswald Vice President September, 2015 less than 5%
      Timothy Rock Obrien Vice President March, 2011 less than 5%
      John Anthony Baltes Chief Executive Officer April, 2019 less than 5%
      Maureen Ellen Hansen President March, 2011 less than 5%
      Daniel Guyan Gibson Vice President September, 2018 less than 5%
      Lawrence William Clay Chief Compliance Officer June, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees