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Raymond James Financial Services Advisors, Inc

Raymond James Financial Services Advisors, Inc

Overview

Holdings

ETF Holdings

Name Assets
Pacer Trendpilot 750 ETF $50,552,000
Pacer Trendpilot 450 ETF $42,866,000
iShares Core Dividend Growth ETF $18,789,000
Pacer Trendpilot European Index ETF $18,347,000
Direxion All Cap Insider Sentiment Shares $17,712,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $15,308,000
First Trust Low Duration Opportunities ETF $13,707,000
First Trust Senior Loan Fund $13,681,000
VanEck Vectors Fallen Angel High Yield Bond ETF $13,370,000
Global X MSCI Argentina ETF $12,808,000
iShares International High Yield Bond ETF $11,419,000
Oppenheimer Mid Cap Revenue ETF $11,272,000
iShares Global REIT ETF $10,933,000
Oppenheimer Small Cap Revenue ETF $10,847,000
iShares Morningstar Mid-Cap ETF $10,551,000
First Trust SSI Strategic Convertible Securities ETF $10,084,000
iShares Exponential Technologies ETF $9,913,000
Alps International Sector Dividend Dogs ETF $9,498,000
Pacer Trendpilot 100 ETF $9,485,000
PowerShares International BuyBack Achievers Portfolio $9,401,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $9,109,000
First Trust Enhanced Short Maturity ETF $9,050,000
JPMorgan Diversified Return International Equity ETF $7,972,000
iShares Edge MSCI USA Value Factor ETF $7,944,000
Vanguard S&P Small-Cap 600 Index Fund $7,691,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $7,633,000
IQ US Real Estate Small Cap ETF $7,492,000
ProShares Russell 2000 Dividend Growers ETF $6,514,000
Guggenheim S&P SmallCap 600 Pure Growth ETF $6,247,000
iShares Edge MSCI Intl Value Factor ETF $6,037,000
Guggenheim BulletShares 2020 High Yield Corporate Bond ETF $5,859,000
iShares Edge MSCI USA Size Factor ETF $5,808,000
Guggenheim BulletShares 2021 Corporate Bond ETF $5,801,000
Guggenheim BulletShares 2022 Corporate Bond ETF $5,694,000
Hartford Multifactor Developed Markets (ex-US) ETF $5,466,000
Guggenheim BulletShares 2024 Corporate Bond ETF $5,408,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $4,767,000
Vanguard Russell 1000 Value Index Fund $4,697,000
VanEck Vectors CEF Municipal Income ETF $4,598,000
Fidelity Total Bond ETF $4,318,000
iShares Core 1-5 Year USD Bond ETF $4,266,000
iShares Emerging Markets High Yield Bond ETF $4,071,000
Deutsche X-trackers MSCI All World ex US Hedged Equity ETF $4,049,000
iShares Global High Yield Corporate Bond ETF $4,000,000
Oppenheimer Ultra Dividend Revenue ETF $3,613,000
iShares iBonds Sep 2019 Term Muni Bond ETF $3,561,000
iShares Morningstar Mid-Cap Value ETF $3,388,000
VanEck Vectors Morningstar International Moat ETF $3,240,000
VanEck Merk Gold Trust $3,125,000
iShares Edge MSCI Multifactor USA ETF $3,011,000
Guggenheim S&P 500 Equal Weight Financials ETF $2,880,000
PureFunds ISE Cyber Security ETF $2,791,000
iShares iBonds Dec 2021 Term Muni Bond ETF $2,754,000
Guggenheim S&P 500 Equal Weight Industrials ETF $2,675,000
Schwab Short-Term US Treasury ETF $2,561,000
iShares GNMA Bond ETF $2,387,000
Gavekal Knowledge Leaders Developed World ETF $2,386,000
SPDR S&P 600 Small Cap ETF $2,375,000
BLDRS Developed Markets 100 ADR Index Fund $2,341,000
Cambria Shareholder Yield ETF $2,260,000
Vanguard Intermediate-Term Government Bond Index Fund $2,252,000
PowerShares DWA SmallCap Momentum Portfolio $2,199,000
VanEck Vectors AMT-Free Long Municipal Index ETF $2,139,000
iShares iBonds Dec 2022 Term Muni Bond ETF $2,010,000
iShares Core Total USD Bond Market ETF $1,952,000
WisdomTree SmallCap Earnings Fund $1,885,000
VanEck Vectors Semiconductor ETF $1,822,000
PowerShares DWA Technology Momentum Portfolio $1,803,000
ProShares MSCI EAFE Dividend Growers ETF $1,797,000
iShares Convertible Bond ETF $1,642,000
Innovator IBD 50 Fund $1,612,000
PowerShares DWA NASDAQ Momentum Portfolio $1,571,000
Vanguard International Dividend Appreciation Index Fund $1,538,000
JPMorgan Diversified Return Emerging Markets Equity ETF $1,485,000
First Trust Strategic Income ETF $1,385,000
KraneShares CSI China Internet ETF $1,234,000
Powershares S&P 500 High Beta Portfolio $1,228,000
Deutsche X-trackers Russell 1000 Enhanced Beta ETF $1,117,000
SPDR Bloomberg Barclays Aggregate Bond ETF $1,096,000
Direxion NASDAQ-100 Equal Weighted Index Shares $1,095,000
First Trust Small Cap Growth AlphaDEX Fund $1,064,000
First Trust Chindia ETF $1,008,000
SPDR S&P 500 Value ETF $979,000
First Trust STOXX European Select Dividend Index Fund $966,000
iShares International Preferred Stock ETF $932,000
First Trust Germany AlphaDEX Fund $876,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $867,000
iShares Morningstar Mid-Cap Growth ETF $867,000
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund $862,000
First Trust BICK Index Fund $860,000
Schwab Intermediate-Term US Treasury ETF $853,000
First Trust Switzerland AlphaDEX Fund $845,000
SPDR Bloomberg Barclays Short Term Treasury ETF $832,000
VanEck Vectors Natural Resources ETF $822,000
Goldman Sachs ActiveBeta International Equity ETF $790,000
First Trust Managed Municipal ETF $743,000
iShares Edge MSCI Min Vol Europe ETF $682,000
ETFS Physical Silver Shares $675,000
iShares Edge MSCI Multifactor Intl ETF $674,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $669,000
First Trust Natural Gas ETF $662,000
SPDR S&P Health Care Equipment ETF $657,000
PowerShares DWA Healthcare Momentum Portfolio $644,000
iShares Core 10+ Year USD Bond ETF $641,000
IQ Merger Arbitrage ETF $638,000
SPDR S&P 400 Mid Cap Growth ETF $604,000
First Trust Japan AlphaDEX Fund $589,000
VanEck Vectors Biotech ETF $576,000
VanEck Vectors India Small-Cap Index ETF $570,000
PowerShares DWA Tactical Multi-Asset Income Portfolio $563,000
WisdomTree Earnings 500 Fund $558,000
iShares Morningstar Large-Cap Value ETF $509,000
ProShares Global Listed Private Equity ETF $507,000
iShares MSCI Italy Capped ETF $501,000
First Trust Mid Cap Growth AlphaDEX Fund $500,000
iShares Edge MSCI Intl Quality Factor ETF $492,000
PowerShares Dividend Achievers Portfolio $474,000
iShares MSCI Global Metals & Mining Producers ETF $471,000
WisdomTree Managed Futures Strategy Fund $466,000
ProShares Inflation Expectations ETF $460,000
First Trust Emerging Markets Local Currency Bond ETF $448,000
SPDR SSGA US Small Cap Low Volatility Index ETF $392,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $387,000
O'Shares FTSE Europe Quality Dividend ETF $383,000
PIMCO Broad US TIPS Index Exchange-Traded Fund $367,000
WisdomTree Total Dividend Fund $358,000
Fidelity Limited Term Bond ETF $350,000
PowerShares KBW Premium Yield Equity REIT Portfolio $346,000
SPDR S&P 400 Mid Cap Value ETF $332,000
SPDR S&P World ex-US ETF $320,000
Alps Equal Sector Weight ETF $303,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $298,000
VanEck Vectors AMT-Free Short Municipal Index ETF $289,000
PowerShares DWA Financial Momentum Portfolio $285,000
AdvisorShares Dorsey Wright ADR ETF $283,000
iShares MSCI ACWI Low Carbon Target ETF $270,000
iShares Morningstar Small-Cap Value ETF $261,000
PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio $234,000
PowerShares DWA Energy Momentum Portfolio $227,000
Fidelity NASDAQ Composite Index Tracking Stock $227,000
PowerShares Russell Midcap Pure Growth Portfolio $227,000
Vanguard International High Dividend Yield Index Fund $222,000
Victory CEMP US 500 Volatility Wtd Index ETF $216,000
Franklin Liberty Short Duration US Government ETF $212,000
PowerShares KBW High Dividend Yield Financial Portfolio $211,000
Guggenheim China All-Cap ETF $205,000
iShares Global Clean Energy ETF $124,000

    Assets

    Assets

    Last updated on June 17, 2017
      • $68.8B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 240K
        Accounts
      • $287.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    4,948

    name start date
    Donald Bruce Kelly
    September 2013
    Edward Lee Roth
    January 2009
    Philip D. McMullin, SPHR, LUTCF
    January 2009
    James Donald Atkinson
    October 2011
    Arthur Rottenstein
    October 2009

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Carillon Tower Advisers, Inc. IAR $83,913,555
      Clarivest Asset Management LLC IAR $5,514,583,937
      Cougar Global Investments IAR $145,977,818
      Eagle Asset Management Inc IAR $26,403,155,978
      Eagle Fund Distributors, Inc -- --
      Eb Management I LLC -- --
      Raymond James & Associates, Inc. Dual Registrant $124,974,864,987
      Raymond James Bank -- --
      Raymond James Financial Services, Inc. Broker-Dealer $17,878,550,136
      Raymond James Global Securities, Ltd. -- --
      Raymond James Insurance Group, Inc. -- --
      Raymond James Investment Services - Uk -- --
      Raymond James Ltd. - Canada -- --
      Raymond James Trust, Na -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Mark Nicholas Lontchar Cco-Chief Compliance Officer March, 2017 less than 5%
        Jonathan Santelli Chief Legal Officer May, 2016 less than 5%
        William Christian Geis Director May, 2014 less than 5%
        John Wascom Houston Director May, 2014 less than 5%
        Vincent John Campagnoli Director February, 2014 less than 5%
        Mark Allen Sochinsky Rosfp April, 2013 less than 5%
        Scott Alan Curtis President January, 2012 less than 5%
        Richard Bonafield Franz Treasurer; Chief Financial Officer November, 2002 less than 5%
        Thomas Robert Tremaine Director November, 2002 less than 5%
        Mary Elizabeth Haas Corporate Secretary May, 1981 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions
          • Other