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Raymond James Financial Services Advisors, Inc

Raymond James Financial Services Advisors, Inc




Last updated on June 17, 2017
    • $68.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 240K
    • $287.3K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Jim Hyre, CFP®
January 2009
Donald Bruce Kelly
September 2013
Edward Lee Roth
January 2009
Arthur Rottenstein
October 2009
Philip D. McMullin, SPHR, LUTCF
January 2009

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Carillon Tower Advisers, Inc. IAR $83,913,555
    Clarivest Asset Management LLC IAR $5,514,583,937
    Cougar Global Investments IAR $145,977,818
    Eagle Asset Management Inc IAR $26,403,155,978
    Eagle Fund Distributors, Inc -- --
    Eb Management I LLC -- --
    Raymond James & Associates, Inc. Dual Registrant $124,974,864,987
    Raymond James Bank -- --
    Raymond James Financial Services, Inc. Broker-Dealer $17,878,550,136
    Raymond James Global Securities, Ltd. -- --
    Raymond James Insurance Group, Inc. -- --
    Raymond James Investment Services - Uk -- --
    Raymond James Ltd. - Canada -- --
    Raymond James Trust, Na -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark Nicholas Lontchar Cco-Chief Compliance Officer March, 2017 less than 5%
      Jonathan Santelli Chief Legal Officer May, 2016 less than 5%
      William Christian Geis Director May, 2014 less than 5%
      John Wascom Houston Director May, 2014 less than 5%
      Vincent John Campagnoli Director February, 2014 less than 5%
      Mark Allen Sochinsky Rosfp April, 2013 less than 5%
      Scott Alan Curtis President January, 2012 less than 5%
      Richard Bonafield Franz Treasurer; Chief Financial Officer November, 2002 less than 5%
      Thomas Robert Tremaine Director November, 2002 less than 5%
      Mary Elizabeth Haas Corporate Secretary May, 1981 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other