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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 13, 2019
    • $812.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 784
      Accounts
    • $1.0M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2

name start date
Matthew Andrew Thibault
December 2002
Arthur Xavier Duffy
December 2002

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    NONE -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Arthur Xavier Duffy Ceo, Managing Member, Class A Shares September, 2002 50% to 75%
      Michael Christopher Chase Chief Operating Officer, Chief Compliance Officer, Member, Class A Shares March, 2007 10% to 25%
      Matthew Andrew Thibault Chief Financial Officer, Member, Class A Shares September, 2002 10% to 25%
      Timothy Patrick Devlin Portfolio Manager, Member, Class A Shares January, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Other