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Wells Fargo Clearing Services, LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 18, 2019
    • $473.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
      Accounts
    • $330.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

26,360

name start date
Robert Belton Jones
September 2012
Casey J. Berrall
February 2009
Jeffrey Guy Laursen
January 2008
Tara Lynn Lattimer
January 2012
Lawrence Edward Andrews
August 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    ECM IAR $3,636,128,259
    First International Advisors, LLC IAR $5,379,491,478
    Galliard Capital Management Inc IAR $91,575,113,023
    Global Alternative Investment Services, Inc. Broker-Dealer --
    Structured Asset Investors, LLC IAR $383,835,000
    Wells Capital Management Inc IAR $318,104,383,468
    Wells Capital Management Singapore IAR $6,116,708,772
    Wells Fargo Advisors Financial Network, LLC -- --
    Wells Fargo Bank, N. A. -- --
    Wells Fargo Funds Distributor, LLC Broker-Dealer --
    Wells Fargo Funds Management, LLC IAR $212,789,183,871
    Wells Fargo Investment Institute, Inc. IAR $3,870,735,216
    Wells Fargo Prime Services, LLC Broker-Dealer --
    Wells Fargo Securities (Japan) Co., Ltd. -- --
    Wells Fargo Securities Asia Limited -- --
    Wells Fargo Securities Canada, Ltd -- --
    Wells Fargo Securities International Limited -- --
    Wells Fargo Securities, LLC Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David M Williams Chief Compliance Officer February, 2019 less than 5%
      James Tiebout Mchale Business Control Leader December, 2014 less than 5%
      Joseph Peter Nadreau Head Of Wfa Innovation & Strategy/Independent Brokerage And Platform Services April, 2014 less than 5%
      Timothy Andrew Froehlich Private Securities Offerings Principal October, 2018 less than 5%
      Kelly Marie Metz Principal Operations Officer/Back Office Operations June, 2018 less than 5%
      Erik Anthony Karanik Head Of Operations And Branch Infrastructure/Chief Operations Officer/ Board Of Managers March, 2017 less than 5%
      Kathleen Ellen Barney Principal Financial Officer July, 2013 less than 5%
      Eduardo Sampaio Queen Head Of Digital And Automated Investing June, 2017 less than 5%
      Richard Jay Getzoff Head Of Advisor Led Business East March, 2017 less than 5%
      John Wade Alexander Head Of Advisor Led Business West March, 2017 less than 5%
      Heather Anne Huntruddy Head Of Client Experience And Growth March, 2017 less than 5%
      Brand Frederick Meyer Board Of Managers August, 2016 less than 5%
      Douglas Laird Kelly Chief Legal Officer / Secretary March, 2008 less than 5%
      Robert William Vorlop Head Of Wfa Products & Advice April, 2014 less than 5%
      David John Kowach President - Chief Executive Officer / Board Of Managers August, 2016 less than 5%
      Kevin Thomas Kitchin Designated State Principal July, 2014 less than 5%
      Kevin Brady Hurley Chief Compliance Officer (Ia Only) December, 2008 less than 5%
      James Edward Hays Head Of Wealth Brokerage Services November, 2012 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time