Back to top

Wells Fargo Clearing Services, LLC




There are no insights from this firm to display at this time.


ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on May 9, 2019
    • $433.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $302.1K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Robert Belton Jones
September 2012
Casey J. Berrall
February 2009
Babak Haghighi
September 2017
Meeok Park
January 2011
Liane Susan Kostakos
September 2008

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Galliard Capital Management Inc IAR $91,889,051,389
    Global Alternative Investment Services, Inc. Broker-Dealer --
    Wells Capital Management Inc IAR $349,939,371,496
    Wells Capital Management Singapore IAR $6,116,708,772
    Wells Fargo Advisors Financial Network, LLC -- --
    Wells Fargo Asset Management (International) Limited -- --
    Wells Fargo Asset Management (International), LLC -- --
    Wells Fargo Bank, N. A. -- --
    Wells Fargo Funds Distributor, LLC Broker-Dealer --
    Wells Fargo Funds Management, LLC IAR $212,789,183,871
    Wells Fargo Investment Institute, Inc. IAR $5,933,746,132
    Wells Fargo Prime Services, LLC Broker-Dealer --
    Wells Fargo Securities (Japan) Co., Ltd. -- --
    Wells Fargo Securities Asia Limited -- --
    Wells Fargo Securities Canada, Ltd -- --
    Wells Fargo Securities International Limited -- --
    Wells Fargo Securities, LLC Broker-Dealer --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David M Williams Chief Compliance Officer February, 2019 less than 5%
      James Tiebout Mchale Business Control Leader December, 2014 less than 5%
      Joseph Peter Nadreau Head Of Wfa Innovation & Strategy/Independent Brokerage And Platform Services April, 2014 less than 5%
      Kelly Marie Metz Principal Operations Officer/Back Office Operations June, 2018 less than 5%
      Erik Anthony Karanik Head Of Operations And Branch Infrastructure/Chief Operations Officer/ Board Of Managers March, 2017 less than 5%
      Kathleen Ellen Barney Principal Financial Officer July, 2013 less than 5%
      Eduardo Sampaio Queen Head Of Digital And Automated Investing June, 2017 less than 5%
      Richard Jay Getzoff Head Of Advisor Led Business East March, 2017 less than 5%
      John Wade Alexander Head Of Advisor Led Business West March, 2017 less than 5%
      Heather Anne Huntruddy Head Of Client Experience And Growth March, 2017 less than 5%
      Brand Frederick Meyer Board Of Managers August, 2016 less than 5%
      Robert William Vorlop Head Of Wfa Products & Advice April, 2014 less than 5%
      David John Kowach President - Chief Executive Officer / Board Of Managers August, 2016 less than 5%
      Kevin Thomas Kitchin Designated State Principal July, 2014 less than 5%
      Kevin Brady Hurley Chief Compliance Officer (Ia Only) December, 2008 less than 5%
      James Edward Hays Head Of Wealth Brokerage Services November, 2012 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions