Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on April 15, 2017
    • $4.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $3.4M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

20

name start date
Stacie Lee Southern
May 2016
Michael James Vogelzang
June 2006
John Henry Peterson
August 2007
Michael Collins
November 2016
Kristen Everett Stewart
February 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Michael James Vogelzang President & Chief Investment Officer April, 2006 25% to 50%
    Tanya Ann Kerrigan General Counsel, Chief Compliance Officer April, 2006 less than 5%
    Richard D Shea Chief Financial Officer April, 2006 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees