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Raymond James Financial Services, Inc.

Raymond James Financial Services, Inc.

Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $17.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 67K
      Accounts
    • $267.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

6,562

name start date
Arthur Rottenstein
March 2002
Jeff Sharman, CFP®
January 2012
Donald Bruce Kelly
September 2013
Jim Hyre, CFP®
February 2005
Philip D. McMullin, SPHR, LUTCF
November 1999

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Carillon Fund Distributors, Inc. Broker-Dealer --
    Robert L. Adler & Co., Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Scott David Peisner First Vice President February, 2001 less than 5%
      David Robert Disciascio Rosfp June, 2008 less than 5%
      Jason Scott Thackeray Associate Compliance Director - Ria Chief Compliance Officer June, 2008 less than 5%
      Chester Bee Helck Director May, 2002 less than 5%
      Richard Bonafield Ii Franz Treasurer; Chief Financial Officer November, 2002 less than 5%
      Thomas Robert Tremaine Director November, 2002 less than 5%
      James Alan Fulp Director January, 2000 less than 5%
      Donald Kenneth Runkle Chief Compliance Officer June, 2004 less than 5%
      John William Bowman Assistant Vice President July, 1999 less than 5%
      Paul Louis Matecki Chief Legal Officer April, 1989 less than 5%
      Michael John Digirolamo Senior Vice President June, 2004 less than 5%
      Richard Garland Averitt Chairman & Ceo May, 2002 less than 5%
      Mary Elizabeth Haas Corporate Secretary May, 1981 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions