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Purshe Kaplan Sterling Investments

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1,267

name start date
Mark Lee Hayek
August 2010
Christian A. MacLean
July 2011
Barbara Ann Conway
August 2006
Dariel Porter Murray
January 2013
April Marie Collins
November 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Alexander Chiam Markowits -- N/A 75% or more
    Michelle Marie Pendergast Chief Financial Officer November, 2007 less than 5%
    John Peter Purcell C.E.O. March, 1996 less than 5%
    Peter John Sheehan V.P. March, 1996 less than 5%
    Katherine Marie Flouton Chief Operating Officer April, 2010 less than 5%
    Desmond Gordon Chief Compliance Officer January, 2019 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time