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Ameriprise Financial Services, Inc.



ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on July 7, 2016
    • $178.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $164.0K
      Estimated Average Account Balance


Firm Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Publication of Periodicals or Newsletters
    • -Selection of Other Advisors
    • -Educational seminars/workshops

Firm Client types


Current Advisors

# of advisors


name start date
Rick E. Wilson II
February 2012
Karen Goersch
March 2014
David I. Katz, AAMS® AIF®
January 2014
Brandon M. Schoeppler, AAMS®, AWMA®
April 2010
Scott Patrick Grady
November 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Certificate Company -- --
    Ameriprise Financial, Inc. Dual Registrant $147,301,132,186
    Ameriprise National Trust Bank -- --
    Ameriprise Trust Company -- --
    Ampf Holding Corporation -- --
    Columbia Management Investment Advisers, LLC IAR $338,819,167,107
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Management Investment Services, Corp. -- --
    Columbia Wanger Asset Management, LLC IAR $20,378,105,000
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Threadneedle Asset Management Ltd -- --
    Threadneedle International Limited -- --
    Threadneedle Investment Services Limited -- --
    Threadneedle Navigator Isa Manager Ltd. -- --
    Threadneedle Pensions Limited -- --
    Threadneedle Portfolio Services Limited -- --
    Threadneedle Unit Trust Manager Ltd -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David Kent Stewart Chief Financial Officer December, 2007 less than 5%
      John Carl Junek Executive Vice President And General Counsel April, 2016 less than 5%
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Mitchell David Doren Region Vice President (Texas Designated Officer) February, 2016 less than 5%
      William Jerryl Williams Director, Executive Vice President-Field Management March, 2016 less than 5%
      Patrick Hugh O'Connell Director, Executive Vice President-Field Management March, 2016 less than 5%
      Douglas James Parish Senior Vice President And Chief Compliance Officer April, 2016 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees