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Ameriprise Financial Services, Inc.



ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on March 28, 2020
    • $313.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $210.4K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Meg Danaher
September 2019
Karen Goersch
March 2014
Rick E. Wilson II
February 2012
Rick Paul Cecchetti
December 2017
Michael Jason Beiter
January 2009

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advisory Capital Strategies Group, Inc. -- --
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Bank, Fsb -- --
    Ameriprise Captive Insurance Company -- --
    Ameriprise Trust Company -- --
    Columbia Management Investment Advisers, LLC IAR $359,353,104,490
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Threadneedle Investments IAR $1,940,500,000
    Columbia Threadneedle Investments (Me) Limited -- --
    Columbia Wanger Asset Management, LLC IAR $10,254,706,220
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Seligman Partners LLC -- --
    The Lionstone Group IAR $5,017,987,253
    Threadneedle Asset Management Limited -- --
    Threadneedle Internatonal Investments Gmbh -- --
    Threadneedle Investments Singapore (Pte) Limited -- --
    Threadneedle Management Luxembourg S.A. -- --
    Threadneedle Portfolio Services Hong Kong Limited -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Mitchell David Doren Region Vice President (Texas Designated Officer) February, 2016 less than 5%
      William Jerryl Williams Director, Executive Vice President-Field Management March, 2016 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
      Karen Ms. Wilson Thissen Executive Vice President And General Counsel January, 2017 less than 5%
      Patrick Hugh O'Connell Director, Executive Vice President-Field Management March, 2016 less than 5%
      Joseph Daniel Fleming Senior Vice President And Chief Compliance Officer February, 2018 less than 5%
      Michael Scott Mattox Vice President And Controller February, 2020 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees