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Ameriprise Financial Services, Inc.



ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Oct. 19, 2016
    • $178.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $164.0K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Karen Goersch
March 2014
David I. Katz, AAMS® AIF®
January 2014
Rick E. Wilson II
February 2012
Fred Wiley Richardson
January 2014
Scott Patrick Grady
November 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advisory Capital Strategies Group, Inc. -- --
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Auto & Home Insurance Agency, Inc. -- --
    Ameriprise Captive Insurance Company -- --
    Ameriprise Insurance Company -- --
    Ameriprise National Trust Bank -- --
    Ameriprise Trust Company -- --
    Columbia Management Investment Advisers, LLC IAR $338,819,167,107
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Wanger Asset Management, LLC IAR $20,378,105,000
    Ids Property Casualty Company -- --
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Seligman Partners LLC -- --
    Threadneedle Asset Management Limited -- --
    Threadneedle Asset Management Malaysia Sdn. Bhd. -- --
    Threadneedle International Investments Gmbh -- --
    Threadneedle Investments IAR $3,284,810,747
    Threadneedle Investments Singapore (Pte) Limited -- --
    Threadneedle Management Luxembourg S.A. -- --
    Threadneedle Portfolio Services Hong Kong Limited -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David Kent Stewart Chief Financial Officer December, 2007 less than 5%
      John Carl Junek Executive Vice President And General Counsel April, 2016 less than 5%
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Mitchell David Doren Region Vice President (Texas Designated Officer) February, 2016 less than 5%
      William Jerryl Williams Director, Executive Vice President-Field Management March, 2016 less than 5%
      Patrick Hugh O'Connell Director, Executive Vice President-Field Management March, 2016 less than 5%
      Douglas James Parish Senior Vice President And Chief Compliance Officer April, 2016 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
        Source: SEC


        There is no compensation data available to display at this time