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Ameriprise Financial Services, Inc.

Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Feb. 11, 2017
    • $178.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
      Accounts
    • $164.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

13,921

name start date
David I. Katz, AAMS® AIF®
January 2014
Rick E. Wilson II
February 2012
Karen Goersch
March 2014
Scott Patrick Grady
November 2013
Thomas D. McCandless, CFA
May 2009

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advisory Capital Strategies Group, Inc. -- --
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Auto & Home Insurance Agency, Inc. -- --
    Ameriprise Captive Insurance Company -- --
    Ameriprise Insurance Company -- --
    Ameriprise National Trust Bank -- --
    Ameriprise Trust Company -- --
    Columbia Management Investment Advisers, LLC IAR $338,819,167,107
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Wanger Asset Management, LLC IAR $20,378,105,000
    Ids Property Casualty Company -- --
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Seligman Partners LLC -- --
    Threadneedle Asset Management Limited -- --
    Threadneedle Asset Management Malaysia Sdn. Bhd. -- --
    Threadneedle International Investments Gmbh -- --
    Threadneedle International Ltd. IAR $0
    Threadneedle Investments Singapore (Pte) Limited -- --
    Threadneedle Management Luxembourg S.A. -- --
    Threadneedle Portfolio Services Hong Kong Limited -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Mitchell David Doren Region Vice President (Texas Designated Officer) February, 2016 less than 5%
      William Jerryl Williams Director, Executive Vice President-Field Management March, 2016 less than 5%
      Patrick Hugh O'Connell Director, Executive Vice President-Field Management March, 2016 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
      Jeffrey Joseph Scherman Vice President, Chief Financial Officer And Controller November, 2016 less than 5%
      Elizabeth Ann Hansen Vice President And Chief Compliance Officer December, 2016 less than 5%
      Karen Ms. Wilson Thissen Executive Vice President And General Counsel January, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees