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Ameriprise Financial Services, Inc.



ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on April 13, 2017
    • $178.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $164.0K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
David I. Katz, AAMS® AIF®
January 2014
Karen Goersch
March 2014
Rick E. Wilson II
February 2012
Brandon M. Schoeppler, AAMS®, AWMA®
January 2010
Howard Lee Perlroth
February 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advisory Capital Strategies Group, Inc. -- --
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Auto & Home Insurance Agency, Inc. -- --
    Ameriprise Captive Insurance Company -- --
    Ameriprise Insurance Company -- --
    Ameriprise National Trust Bank -- --
    Ameriprise Trust Company -- --
    Columbia Management Investment Advisers, LLC IAR $350,215,303,301
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Wanger Asset Management, LLC IAR $20,378,105,000
    Ids Property Casualty Company -- --
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Seligman Partners LLC -- --
    Threadneedle Asset Management Limited -- --
    Threadneedle Asset Management Malaysia Sdn. Bhd. -- --
    Threadneedle International Investments Gmbh -- --
    Threadneedle Investments IAR $3,554,332,173
    Threadneedle Investments Singapore (Pte) Limited -- --
    Threadneedle Management Luxembourg S.A. -- --
    Threadneedle Portfolio Services Hong Kong Limited -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Mitchell David Doren Region Vice President (Texas Designated Officer) February, 2016 less than 5%
      William Jerryl Williams Director, Executive Vice President-Field Management March, 2016 less than 5%
      Patrick Hugh O'Connell Director, Executive Vice President-Field Management March, 2016 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
      Jeffrey Joseph Scherman Vice President, Chief Financial Officer And Controller November, 2016 less than 5%
      Elizabeth Ann Hansen Vice President And Chief Compliance Officer December, 2016 less than 5%
      Karen Ms. Wilson Thissen Executive Vice President And General Counsel January, 2017 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees