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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on May 9, 2019
    • $2.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $2.6M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

43

name start date
Joe Louis Cervantes
January 2011
Brander Lee Richmond
July 2017
George Pierce
September 2019
Richard Allen Merrifield
January 2011
Voneen Camille Bright
May 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ascent Capital -- --
    Chi Life Insurance Inc. -- --
    Coldstream Securities, Inc. Broker-Dealer --
    Coldstream Wealth Management IAR $2,768,045,933
    Fit Insurance Inc. -- --
    Genesee Investments IAR $398,201

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kevin Michael Fitzwilson President; Chairman Of Board October, 1997 25% to 50%
      Roger Clifford Reynolds Board Director April, 1996 10% to 25%
      Elaine Heller Relationship Manager February, 2001 5% to 10%
      Philip Thomas Platt Secretary; Chief Operating Officer April, 2014 5% to 10%
      John Michael Orehek Board Director November, 2015 less than 5%
      David Gordon Roberts Board Director April, 2017 less than 5%
      Gary Rubens Board Director November, 2015 less than 5%
      Michael Joseph Butler Board Director November, 2013 less than 5%
      Erika Eng Yelle Chief Compliance Officer March, 2004 less than 5%
      Howard A. Coleman Chief Investment Officer August, 2014 less than 5%
      Heather Ann Bell Redman Board Director November, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees
        • Other