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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 9, 2019
    • $2.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 10K
      Accounts
    • $253.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

138

name start date
Jack Donald Monteith
April 2017
Joshua Mcclelland Slocum
February 2016
Larry Gene Harness
June 2016
John Hoyt Williams
July 2017
Wallace Richard Carlson
January 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Thomas Cleveland Prescott Managing Member February, 2010 50% to 75%
    David Edward Paulukaitis Managing Member February, 2010 25% to 50%
    Laura Anne Tedball Chief Compliance Officer December, 2014 less than 5%
    Cynthia Wolin-Halpern Chief Operating Officer February, 2010 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees