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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on May 7, 2017
    • $1.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 6K
      Accounts
    • $187.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

110

name start date
Jack Donald Monteith
April 2017
Jonathan David Fike
August 2011
John Clayton Downing
May 2013
Roger M Baloucoune
August 2011
Joshua Mcclelland Slocum
February 2016

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Thomas Cleveland Prescott Managing Member February, 2010 50% to 75%
    David Edward Paulukaitis Managing Member February, 2010 25% to 50%
    Laura Anne Tedball Chief Compliance Officer December, 2014 less than 5%
    Cynthia Wolin-Halpern Chief Operating Officer February, 2010 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees