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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on May 7, 2017
    • $464.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 831
      Accounts
    • $559.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Scott Daniel Jones
April 2009
Scott Edward Cawood
April 2009
James Earle Martin
April 2009
William Edwin Hollan
May 2011
Erika Leigh Mielke
January 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Scott Edward Cawood Chief Executive Officer And Chief Investment Officer September, 2003 50% to 75%
    Scott Daniel Jones Chief Financial Officer, Treasurer, Secretary June, 2006 10% to 25%
    William Edwin Hollan Security Holder March, 2011 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees