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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Feb. 13, 2017
    • $193.8M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 356
      Accounts
    • $544.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

4

name start date
Shaun Elizabeth Corry
March 2007
Lesa Anne Sroufe
February 2004
Elizabeth Anne Fleming
March 2014
Stanley Sroufe Barnes
July 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Lesa Anne Sroufe President, Managing Director, Chief Financial Officer January, 2004 75% or more
    Shaun Elizabeth Corry Chief Compliance Officer May, 2006 5% to 10%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees