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    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on March 15, 2017
      • $5.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 25K
      • $227.2K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    James C. Sexton III, CFP®, CFS
    December 2007
    Michael Taylor Silverio
    July 2007
    James L. Butler
    September 2001
    Alfred Francis Matarazzo
    July 1992
    Clifford Anthony Downie
    June 2013

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Fsc Agency, Inc. -- --
      Royal Alliance Associates, Inc. Dual Registrant $4,629,210,022
      Sagepoint Financial, Inc. Dual Registrant $4,384,524,786
      Vision2020 Wealth Management Corp. IAR $1,471,956,910
      Woodbury Financial Services, Inc. Dual Registrant $2,696,849,604



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Noah David Sorkin Executive Vice President, General Counsel And Secretary December, 2008 less than 5%
        Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
        Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
        John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
        Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
        Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
        Ahmed Saad Hassanein Chief Accounting Officer, Fnop August, 2016 less than 5%
        James Dale Price Chairman November, 2016 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions