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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Aug. 3, 2017
    • $6.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 26K
    • $238.3K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
James L. Butler
September 2001
Michael Taylor Silverio
July 2007
James C. Sexton III, CFP®, CFS
December 2007
Brian S. Pearce
November 2012
Kathleen Helen Williams
July 2002

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fsc Agency, Inc. -- --
    Royal Alliance Associates, Inc. Dual Registrant $5,419,818,496
    Sagepoint Financial, Inc. Dual Registrant $5,164,738,113
    Vision2020 Wealth Management Corp. IAR $2,275,692,954
    Woodbury Financial Services, Inc. Dual Registrant $3,251,712,530



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Noah David Sorkin Executive Vice President, General Counsel And Secretary December, 2008 less than 5%
      Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
      Cynthia A Hamel Director, Chief Operations Officer, Evp May, 2017 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      James Dale Price Chairman November, 2016 less than 5%
      David Martin Schmidt Treasurer And Financial Operations Principal, Fnop March, 2017 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions