Back to top

Overview

Articles

Insights

See all insights
    *Articles are published by advisors without compensation.

    Holdings

    ETF Holdings

    There is no ETF holding data from this firm to display at this time.

    Assets

    Assets

    Last updated on June 8, 2016
      • $5.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 25K
        Accounts
      • $227.2K
        Estimated Average Account Balance

    Services

    Firm Services

    • Financial Planning

    • Pension Consulting

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1,434

    name start date
    James C. Sexton III, CFP®, CFS
    August 2009
    James L. Butler
    September 2001
    Michael Taylor Silverio
    January 2011
    Christopher L. Perego
    November 2015
    Alfred Francis Matarazzo
    July 1992

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Lightyear Capital Ii, LLC. -- --
      Lightyear Capital Iii, LLC -- --
      Lightyear Capital Iv, LLC -- --
      Lightyear Capital LLC IAR $1,717,899,236
      Ridgeworth Capital Management LLC IAR $18,768,993,748
      Royal Alliance Associates, Inc. Dual Registrant $4,629,210,022
      SagePoint Financial, Inc. Dual Registrant $4,384,524,786
      Shelter Growth Capital Partners LLC IAR $1,081,981,400
      Vision2020 Wealth Management Corp. IAR $1,471,956,910
      Wealth Enhancement Advisory Services, LLC IAR $3,825,390,358
      Wealth Enhancement Brokerage Services, LLC Broker-Dealer --
      Woodbury Financial Services, Inc. Dual Registrant $2,696,849,604

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Inger Wilson Fields Vice President, Treasurer And Finop May, 1999 less than 5%
        Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
        Erica Maja Mcginnis Director, Chairperson October, 2013 less than 5%
        Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
        John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
        Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
        Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions