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    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on Dec. 3, 2016
      • $5.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 25K
      • $227.2K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    James L. Butler
    September 2001
    Michael Taylor Silverio
    July 2007
    James C. Sexton III, CFP®, CFS
    December 2007
    Brian S. Pearce
    November 2012
    Kathleen Helen Williams
    July 2002

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Fsc Agency, Inc. -- --
      Royal Alliance Associates, Inc. Dual Registrant $4,629,210,022
      SagePoint Financial, Inc. Dual Registrant $4,384,524,786
      Vision2020 Wealth Management Corp. IAR $1,471,956,910
      Woodbury Financial Services, Inc. Dual Registrant $2,696,849,604



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Noah David Sorkin Executive Vice President, General Counsel And Secretary December, 2008 less than 5%
        Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
        Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
        John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
        Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
        Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
        Valerie Gay Brown Executive Chairman August, 2016 less than 5%
        Ahmed Saad Hassanein Chief Accounting Officer, Fnop August, 2016 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions