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Overview

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    *Articles are published by advisors without compensation.

    Holdings

    ETF Holdings

    There is no ETF holding data from this firm to display at this time.

    Assets

    Assets

    Last updated on May 2, 2017
      • $6.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 26K
        Accounts
      • $238.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1,443

    name start date
    James L. Butler
    September 2001
    Michael Taylor Silverio
    July 2007
    James C. Sexton III, CFP®, CFS
    December 2007
    Kathleen Helen Williams
    July 2002
    Brian S. Pearce
    November 2012

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Fsc Agency, Inc. -- --
      Royal Alliance Associates, Inc. Dual Registrant $5,419,818,496
      Sagepoint Financial, Inc. Dual Registrant $5,164,738,113
      Vision2020 Wealth Management Corp. IAR $2,275,692,954
      Woodbury Financial Services, Inc. Dual Registrant $3,251,712,530

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Noah David Sorkin Executive Vice President, General Counsel And Secretary December, 2008 less than 5%
        Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
        Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
        John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
        Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
        Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
        James Dale Price Chairman November, 2016 less than 5%
        David Martin Schmidt Treasurer And Financial Operations Principal, Fnop March, 2017 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions