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    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on Sept. 14, 2016
      • $5.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 25K
      • $227.2K
        Estimated Average Account Balance


    Firm Services

    • Financial Planning

    • Pension Consulting

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    James C. Sexton III, CFP®, CFS
    August 2009
    James L. Butler
    September 2001
    Michael Taylor Silverio
    July 2007
    Clifford Anthony Downie
    June 2013
    Kathleen Helen Williams
    August 2002

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Fsc Agency, Inc -- --
      Ridgeworth Capital Management LLC IAR $18,768,993,748
      Royal Alliance Associates, Inc. Dual Registrant $4,629,210,022
      SagePoint Financial, Inc. Dual Registrant $4,384,524,786
      Vision2020 Wealth Management Corp. IAR $1,471,956,910
      Woodbury Financial Services, Inc. Dual Registrant $2,696,849,604



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Inger Wilson Fields Vice President, Treasurer And Finop May, 1999 less than 5%
        Noah David Sorkin Executive Vice President, General Counsel And Secretary December, 2008 less than 5%
        Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
        Erica Maja Mcginnis Director, Chairperson October, 2013 less than 5%
        Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
        John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
        Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
        Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions