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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Nov. 5, 2017
    • $6.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 26K
    • $238.3K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
James C. Sexton III, CFP®, CFS
December 2007
James L. Butler
September 2001
Alfred Francis Matarazzo
July 1992
Kathleen Helen Williams
July 2002
Brian S. Pearce
November 2012

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fsc Agency, Inc. -- --
    Royal Alliance Associates, Inc. Dual Registrant $5,419,818,496
    Sagepoint Financial, Inc. Dual Registrant $5,164,738,113
    Vision2020 Wealth Management Corp. IAR $2,275,692,954
    Woodbury Financial Services, Inc. Dual Registrant $3,251,712,530



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jerome John Murphy Director, Chief Executive Officer, President August, 2011 less than 5%
      Cynthia A Hamel Director, Chief Operations Officer, Evp May, 2017 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      John Joseph Dillon Vice President, Chief Compliance Officer January, 2015 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      James Dale Price Chairman November, 2016 less than 5%
      David Martin Schmidt Treasurer And Financial Operations Principal, Fnop March, 2017 less than 5%
      Nina Schloesser Mckenna Executive Vice President, General Counsel, Secretary June, 2017 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions