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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $502.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 552
      Accounts
    • $910.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

5

name start date
Richard Scott Freeman Strabley
April 2006
Heidi Noel Peterson
April 2018
Thomas Colton Wells
May 2018
Derek Cichon Jaskulski
April 2006
John Barker Sullivan
April 2006

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Richard Scott Freeman Strabley President January, 1997 25% to 50%
    John Barker Sullivan Ceo November, 1994 25% to 50%
    Derek Cichon Jaskulski Cfo February, 1995 10% to 25%
    Leslie Kathryn Klenk Chief Compliance Officer February, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees