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Wall Street Access Asset Management, LLC

Wall Street Access Asset Management, LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 13, 2019
    • $343.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 535
      Accounts
    • $642.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4

name start date
David Gordon Rauch
December 2015
Barton Wall Weisenfluh
October 2017
Colleen Patricia Sorrentino
October 2003
Keith Robert Knox
January 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Wall Street Access Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Colleen Patricia Sorrentino Chief Investment Officer November, 2000 less than 5%
      Denis Patrick Kelleher Chairman November, 2000 less than 5%
      Arthur Leroy Goetchius Chief Executive Officer February, 2006 less than 5%
      Gregory Dominic Viscovich Chief Compliance Officer January, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Performance-Based Fees