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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 6, 2019
    • $1.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $400.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

14

name start date
Eric Russell Ebbert
October 2001
Deborah Jean Shamley
October 2016
Steve Athanassie
March 2013
Jack Devon Niles
May 2002
Shane D O'Hara
February 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Kestra Advisory Services, LLC -- --
    Kestra Investment Services, LLC -- --
    Niles, Kight & Company, PLLC -- --
    Willis Blackwell CPAS & Financial Advisors -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Marianne Commorato Vice President, Compliance January, 2018 less than 5%
      Michelle Britnell Coo, Secretary/Treasurer January, 2017 less than 5%
      Eric Russell Ebbert President/Manager January, 2005 less than 5%
      Vincent Raymond Ferrara Chair/Ceo/Chief Compliance Officer/Manager February, 2002 less than 5%
      Yin Yin Assistant Secretary July, 2016 less than 5%
      Robert Bredt Norwood Vice President, Assistant Secretary July, 2016 less than 5%
      Jon Michael Brethauer Executive Vice President July, 2011 less than 5%
      Nancy Bowler Croy Executive Vice President July, 2011 less than 5%
      Kimberly Lyn Adams-Dipiero Executive Vice President/Cfo January, 2005 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other