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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $4,805,000

    Assets

    Assets

    Last updated on April 2, 2020
      • $2.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $1.2M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    39

    name start date
    Joshua Darrin Mudse
    November 2018
    Arthur Gates Merriman
    January 2015
    Robert John Yaroma
    October 2017
    Linda Louise Fousek
    April 2013
    Michael James Woomer
    June 2016

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Richard Lee Alt Member April, 2009 50% to 75%
      Gary Paul Wagner Member April, 2009 25% to 50%
      Stephanie Kim Bush Chief Compliance Officer March, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Performance-Based Fees