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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 26, 2017
    • $947.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $545.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

1

name start date
Patrick Kavey
December 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Craig Douglas Cairns President, Chairman And Chief Compliance Officer March, 2003 75% or more
    Mary Lisa Sisson Vice President October, 2006 10% to 25%
    Casey D. Ryan Vice President August, 2004 5% to 10%
    Brett Lloyd Winnefeld Vice President October, 2006 less than 5%
    Robert Joseph Prorok Vice President January, 2002 less than 5%
    Stefan Kip Astheimer Vice President December, 2012 less than 5%
    Vincent A Russo Vice President August, 2004 less than 5%
    Stephen Joseph Carl Vice President February, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees