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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 23, 2017
    • $631.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 180
      Accounts
    • $3.5M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

4

name start date
Richard Buttolphgraydon Vincent
May 2010
Robin Wassersug Dushman
May 2010
Comegys Russell De Burlo
May 2010
Michael Edgar Shade
March 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Comegys Russell De Burlo President, Director February, 1985 50% to 75%
    Michael Edgar Shade Senior Vice President And Portfolio Manager January, 2013 10% to 25%
    Richard Buttolphgraydon Vincent Senior Vice President And Portfolio Manager January, 1996 5% to 10%
    Carl Robert Sargent Chief Compliance Officer April, 2011 less than 5%
    Robin Wassersug Dushman Director May, 2012 less than 5%
    John Allmond Shane Director May, 2012 less than 5%
    Alison Joanne Seavey Treasurer April, 2003 less than 5%
    Marion Chase Rockwood Associate Portfolio Manager July, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees