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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Sept. 8, 2019
    • $772.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 927
      Accounts
    • $832.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

19

name start date
Arthur John Ambarik
April 2013
Thomas Joseph Manetta
March 2019
Roy Arcadio Manriquez
June 2018
Daniel Newhall
May 2017
Scott Dale Elisha
July 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Philip Allen Hart Director January, 2019 less than 5%
    Arthur John Ambarik Chief Executive Officer January, 2019 less than 5%
    Daniel Newhall Chief Compliance Officer January, 2018 less than 5%
    Charles Bernard Pinson-Rose Chief Financial Officer January, 2019 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees