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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
ETFS Physical Swiss Gold Shares $112,000

    Assets

    Assets

    Last updated on June 12, 2019
      • $395.9M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 571
        Accounts
      • $693.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    4

    name start date
    Penelope Jayne Kaufman
    April 2007
    Gertrude M. Walker
    June 1995
    Prentiss Charles Smith
    November 1994
    Prentiss Richardson Smith
    October 2012

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Elizabeth Richardson Smith Owner January, 2006 10% to 25%
      Prentiss Charles Smith Treasurer/Owner September, 1982 10% to 25%
      Prentiss Richardson Smith President/Director/Owner August, 2005 10% to 25%
      Karlie Packard Borst Secretary, Vice President And Chief Compliance Officer July, 1993 less than 5%
      Martha Mcmahon Richardson Director August, 2005 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets