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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 20, 2017
    • $6.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 7K
      Accounts
    • $863.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

8

name start date
Allen Dudley Shepard
June 2005
Shefki Vinca
September 2015
Robert Allen Wolf
August 2006
Marie-Belle Mikue
November 2016
Scott Thomas Fleming
March 2005

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    First Trust Advisors Lp IAR $113,409,000,000
    First Trust Capital Partners LLC -- --
    First Trust Global Portfolios Ltd. IAR $85,476,219
    First Trust Portfolios L.P. Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Scott Jardine Secretary December, 2004 less than 5%
      James Allen Bowen Chairman Of The Board December, 2004 less than 5%
      Scott Thomas Fleming Chief Executive Officer December, 2004 less than 5%
      Craig Stephen Prichard Director July, 2007 less than 5%
      Stephen Lane De Vore Chief Compliance Officer July, 2011 less than 5%
      James Martin Dykas Chief Financial Officer January, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets