Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on March 15, 2017
    • $739.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $254.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

10

name start date
Melissa Jean Baldwin
August 2018
Harold Walter Kirschner
January 2004
Derek John Van Calligan
August 2018
Joel Barry Javer
January 1999
Claire Louise O'Neill
September 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Eileen Mary Sharkey Vice President October, 1990 25% to 50%
    Lawrence Edward Howes Chief Compliance Officer October, 1990 25% to 50%
    Joel Barry Javer President October, 1990 25% to 50%
    Mary Nathalie Hackley Shareholder June, 2003 less than 5%
    Karlton Dean Childress Shareholder November, 2005 less than 5%
    Harold Walter Kirschner Shareholder August, 2011 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees