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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $2.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $1.0M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

17

name start date
Lawrence Williams
April 1994
Glenn James Maxey
November 2017
Meghan J. Jackson
February 2014
James David Sinclair
March 1998
Andrew James Lister
April 2006

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Elizabeth W Salmon Director Of Business Operations & Corporate Secretary June, 2017 less than 5%
    Jeffrey John Huizenga Director Of Relationship Management March, 2018 less than 5%
    Stephen Kent Hinrichs Director Of Investment Research March, 2018 less than 5%
    Kevin D Schoeplein Elected Manager March, 2018 less than 5%
    Andrew Alan Honegger Elected Manager September, 2017 less than 5%
    Dirk William Roecker Elected Manager September, 2017 less than 5%
    Michael L Dewalt Elected Manager April, 2016 less than 5%
    Wayne E Baum Elected Manager June, 2012 less than 5%
    Virginia Johnson Pillman Elected Manager June, 2011 less than 5%
    Brian Andrew Christensen Elected Manager & Sr Vice President September, 2006 less than 5%
    John Vannorden Mcclure Elected Manager January, 2008 less than 5%
    David John Vaughan Jr Elected Manager September, 2006 less than 5%
    Lawrence Williams Iv Elected Manager, Chairman, President & Ceo December, 2017 less than 5%
    Michael Allen Price Chief Administrative Officer July, 2014 less than 5%
    Todd Michael Sheridan Vice President September, 2006 less than 5%
    Patrick Joseph Smarjesse Vice President September, 2006 less than 5%
    James David Sinclair Treasurer/Chief Compliance Officer April, 2006 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees