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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $12,911,000

    Assets

    Assets

    Last updated on June 4, 2019
      • $705.9M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 590
        Accounts
      • $1.2M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    9

    name start date
    Benjamin Eli Agron
    January 2015
    John Sterrett Hayman
    October 1998
    Jeff Giguere
    February 2018
    Dawn Elizabeth Henke
    August 2008
    Eugenia Denise Lathan-Churchill
    September 2012

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      John Sterrett Hayman President June, 1998 75% or more
      Donna Lynn Lewis Executive Vice President January, 2011 less than 5%
      Dawn Elizabeth Henke Chief Compliance Officer / Chief Operating Officer August, 2008 less than 5%
      Colin Francis Taylor Director Of Investment Management September, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets