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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on March 16, 2017
    • $3.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $2.4M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

13

name start date
B. Blaine Lourd
June 2006
Susan S Hong
May 2017
Helen Shih Chu
December 2015
Michael Jihyuk Lee
June 2012
Khe Thi Tran
August 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    B. Blaine Lourd Managing Member June, 2006 50% to 75%
    Palmer Neville Murray Managing Member October, 2012 50% to 75%
    Michael Jihyuk Lee Chief Operating Officer, Chief Compliance Officer March, 2009 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees