Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on Sept. 21, 2019
    • $512.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 11
      Accounts
    • $46.6M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1

name start date
Frank Edward Holmes
July 1999

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Frank Edward Holmes Director, Chief Executive Officer, Chief Investment Officer October, 1989 75% or more
    Thomas Francis Lydon Director June, 1997 less than 5%
    Jerold Howard Rubinstein Director, Chairman Of The Board October, 1989 less than 5%
    Roy David Terracina Director December, 1994 less than 5%
    Lisa Christine Callicotte Chief Financial Officer July, 2013 less than 5%
    Rita Elizabeth Tholt Chief Compliance Officer July, 2019 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Performance-Based Fees