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Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 15, 2017
    • $61.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 225
      Accounts
    • $271.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
Carlos Sera
July 2007
Carl Edward Sera
February 2016
Bryan Dean Myers
December 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Financial Tales -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Carlos Manuel Sera Managing Principal April, 1990 75% or more
      Carl Edward Sera Managing Principal & Portfolio Manager February, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets