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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 22, 2017
    • $741.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $467.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Robert Edward Toal
September 2010
Ronald Mark Yolles
December 2010
Thomas Carpenter Post
September 2010
Katharine C Post
November 2015
Carla Nicole Taylor
August 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Robert Edward Toal President/Chief Compliance Officer October, 1993 25% to 50%
    Ronald Mark Yolles Treasurer October, 2010 25% to 50%
    Thomas Carpenter Post Secretary October, 2010 25% to 50%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets