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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Oct. 2, 2017
    • $239.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 224
      Accounts
    • $1.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

5

name start date
Frederick Max Blum
June 2005
Neil Joseph Sullivan
February 2001
Jeffrey Emmanuel Bernardo
June 2005
Franco Cirelli
June 2017
Gregory Michael Estes
March 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Jeffrey Emmanuel Bernardo President, Stockholder, Director December, 2008 50% to 75%
    Leslie A. Demetree-Doherty Stockholder September, 2000 10% to 25%
    Christopher C. Demetree Stockholder September, 2000 10% to 25%
    Elisa A Demetree Stockholder September, 2000 10% to 25%
    Mark Charles Demetree Stockholder, Director September, 2000 10% to 25%
    Neil Joseph Sullivan Executive Vice President October, 2000 less than 5%
    Frederick Max Blum Vice President/Chief Compliance Officer July, 2003 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets