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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on April 23, 2017
    • $538.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 259
      Accounts
    • $2.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
Thomas Fisher Van Vuren
February 2015
Rik Willis Duryea
March 2011
Steven James Alley
February 2014

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Steven James Alley President/Chief Compliance Officer March, 1998 75% or more
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Performance-Based Fees