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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Schwab US Large-Cap Growth ETF $7,368,000

    Assets

    Assets

    Last updated on April 15, 2017
      • $439.3M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 796
        Accounts
      • $551.8K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    9

    name start date
    Mitchel E. Needelman, CFA
    June 2018
    Nancy Jane Howard
    March 2012
    Ty Eric Neubauer
    March 2018
    Roland Duane Kelly
    December 2011
    Ryan Lee Kelly
    February 2012

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Ryan Lee Kelly Chief Executive Officer Of Spectrum Asset Management & Trustee Of Ryan Lee Kelly Separate Property Trust Dtd 01/11/2006 December, 1999 75% or more
      Roland Duane Kelly Chairman Of Spectrum Asset Management & Trustee Of Kelly Family Trust Dtd 08/28/1984 January, 1990 10% to 25%
      Marc Duane Kelly Shareholder June, 1990 5% to 10%
      Tony Kyuwhan Jung Chief Compliance Officer & Chief Operating Officer January, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees