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Overview

Holdings

Assets

Assets

Last updated on Dec. 5, 2019
    • $1.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $443.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

11

name start date
Stephen Cunha, CFP®, C(k)P, CLU, CLTC
October 2011
John Thomas Lian
April 2011
Guido Mogatti Sarcione
June 2010
Stuart Weinel Long
July 2011
Ethan Macdougall Somers
April 2016

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    David Craig Porter Managing Member September, 2009 25% to 50%
    Gregory Jude Pinto Managing Member January, 2011 25% to 50%
    Thomas Neal O'Connor Managing Member / Chief Compliance Officer September, 2009 25% to 50%
    John Patrick Cogswell Chief Market Strategist January, 2013 10% to 25%
    Joshua Townsend Pierce Director Of Research January, 2013 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets