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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on April 2, 2020
    • $611.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $113.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

128

name start date
Kevin S. Korhorn
August 2016
Shirley Jean Borden
September 1999
Jerry Dean Shobe
October 1999
Alvin Kenneth Smith
May 2014
James Curry Nicholson
April 2016

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    William Elliston Ii Hopkins President, Secretary, Chief Compliance Officer, Municiapl Principal, Senior Registered Options Princ, Compliance Options Princ. January, 1998 25% to 50%
    Jerry Dean Shobe Shareholder May, 2006 5% to 10%
    Bridget P. Jaffe Shareholder March, 2006 less than 5%
    John Edwin Denton Shareholder May, 2006 less than 5%
    Sandra M Cobb Shareholder March, 2006 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions