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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on Oct. 24, 2019
    • $1.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $902.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

4

name start date
Alexander David Oxenham
June 2013
Thomas Barry Maher
January 2019
Barbara Laudisi Martens
May 2019
Katherine Jeanette Cathcart
July 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Rafferty Asset Management, LLC IAR $13,550,041,145
    Rafferty Capital Markets, LLC Broker-Dealer $13,000,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William James Garvey Chief Investment Officer December, 2001 25% to 50%
      Barbara Laudisi Martens Chief Compliance Officer December, 2001 less than 5%
      Alexander David Oxenham Senior Portfolio Manager January, 2015 less than 5%
      Christopher Craig O'Neill President & Ceo January, 2010 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Performance-Based Fees