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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Oct. 20, 2018
    • $391.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 886K
      Accounts
    • $442.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

12,438

name start date
Donald Charles Atherton
March 2014
Brian J Mckeon
September 2015
Bonnie Langson Dodson, CFP®
October 2012
Brian Edgar Hess
January 2010
Christopher Lynn Cannon
January 2002

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Banking IAR $0
    Commodity Pool Operator -- --
    Insurance -- --
    Trust Company -- --
    UBS AG -- --
    Ubs Ag New York Branch -- --
    Ubs Asset Management (Americas) Inc. IAR $142,133,052,350
    Ubs Financial Services Incorporated of Puerto Rico Broker-Dealer --
    Ubs Fund Advisor, L.L.C. IAR $5,202,282,741
    Ubs Hedge Fund Solutions LLC IAR $33,337,440,000
    Ubs Oconnor LLC IAR $12,082,651,855
    Ubs Securities LLC Broker-Dealer $0
    Ubs Swiss Financial Advisers IAR $4,552,523,340

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Brent Henricksen Taylor General Counsel, Managing Director March, 2017 less than 5%
      Paul Martin Hatch Director April, 2016 less than 5%
      Samuel Leonard Molinaro Director April, 2016 less than 5%
      Thomas Naratil Chairman Ubs Financial Services Inc January, 2016 less than 5%
      Sharyn J Handelsman Chief Compliance Officer August, 2015 less than 5%
      Brian Patrick Hull President June, 2015 less than 5%
      Amy E Fainsbert Chief Financial Officer September, 2014 less than 5%
      Jason Richard Chandler Director March, 2014 less than 5%
      Kathleen B Lynch Director, Member Of The Ubs Ag Wealth Management Executive Committee, Coo May, 2013 less than 5%
      Lisa M. Francomano Chief Compliance Officer For The Advisory Business October, 2006 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other