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ETF Holdings

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Last updated on Oct. 20, 2018
    • $391.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 886K
    • $442.1K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Donald Charles Atherton
March 2014
Brian J Mckeon
September 2015
Bonnie Langson Dodson, CFP®
October 2012
Brian Edgar Hess
January 2010
Christopher Lynn Cannon
January 2002

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Banking IAR $0
    Commodity Pool Operator -- --
    Insurance -- --
    Trust Company -- --
    UBS AG -- --
    Ubs Ag New York Branch -- --
    Ubs Asset Management (Americas) Inc. IAR $142,133,052,350
    Ubs Financial Services Incorporated of Puerto Rico Broker-Dealer --
    Ubs Fund Advisor, L.L.C. IAR $5,202,282,741
    Ubs Hedge Fund Solutions LLC IAR $33,337,440,000
    Ubs Oconnor LLC IAR $12,082,651,855
    Ubs Securities LLC Broker-Dealer $0
    Ubs Swiss Financial Advisers IAR $4,552,523,340



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Brent Henricksen Taylor General Counsel, Managing Director March, 2017 less than 5%
      Paul Martin Hatch Director April, 2016 less than 5%
      Samuel Leonard Molinaro Director April, 2016 less than 5%
      Thomas Naratil Chairman Ubs Financial Services Inc January, 2016 less than 5%
      Sharyn J Handelsman Chief Compliance Officer August, 2015 less than 5%
      Brian Patrick Hull President June, 2015 less than 5%
      Amy E Fainsbert Chief Financial Officer September, 2014 less than 5%
      Jason Richard Chandler Director March, 2014 less than 5%
      Kathleen B Lynch Director, Member Of The Ubs Ag Wealth Management Executive Committee, Coo May, 2013 less than 5%
      Lisa M. Francomano Chief Compliance Officer For The Advisory Business October, 2006 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other