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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Dec. 5, 2019
    • $496.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 958K
    • $517.9K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Donald Charles Atherton
March 2014
Brian J Mckeon
September 2015
Ali D Laflamme
May 2018
Ramiro Luis Colon
November 2006
Phoenix Maureen Seymour
October 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Banking IAR $0
    Commodity Pool Operator -- --
    Insurance -- --
    Trust Company -- --
    UBS AG -- --
    Ubs Ag New York Branch -- --
    Ubs Asset Management (Americas) Inc. IAR $179,440,294,155
    Ubs Financial Services Incorporated of Puerto Rico Broker-Dealer --
    Ubs Fund Advisor, L.L.C. IAR $6,442,334,341
    Ubs Hedge Fund Solutions -- --
    Ubs Oconnor LLC IAR $8,341,548,546
    Ubs Securities LLC Broker-Dealer $0
    Ubs Swiss Financial Advisers IAR $4,145,641,500



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Thomas A. Giacalone Principal Operations Officer October, 2018 less than 5%
      Helene Narcy Principal Financial Officer March, 2018 less than 5%
      Jason Richard Chandler President January, 2019 less than 5%
      Catherine Ann Newcomb Managing Director May, 2018 less than 5%
      Mark Wilson Sanborn Managing Director November, 2017 less than 5%
      Paul Martin Hatch Director April, 2016 less than 5%
      Samuel Leonard Molinaro Director April, 2016 less than 5%
      Thomas Naratil Chairman Ubs Financial Services Inc January, 2016 less than 5%
      Sharyn J Handelsman Chief Compliance Officer August, 2015 less than 5%
      Lisa M. Francomano Chief Compliance Officer For The Advisory Business October, 2006 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other