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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 16, 2019
    • $2.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $410.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

24

name start date
Thomas Nemesio Alvare
October 2015
Ronald William Yost
January 2013
Jessica Ann Smith
August 2018
Deborah Ann Stiger
October 2007
Kyle Phillip Stuckey
August 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Jfs Risk Management, LLC -- --
    Weathervane Capital Partners Gp, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      James Stephen Lee Vice President January, 2013 10% to 25%
      Robert Charles Jazwinski President, Managing Member June, 1991 less than 5%
      Laura Jean Blaire Vice President, Chief Compliance Officer, Chief Operating Officer February, 2007 less than 5%
      Janet Jayne Earle Secretary, Chief Financial Officer January, 2010 less than 5%
      Thomas Docherty Paulus Vice President July, 2015 less than 5%
      Thomas Nemesio Alvare Vice President October, 2015 less than 5%
      Louis Victor Colella Vice President April, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees