Back to top




There are no insights from this firm to display at this time.


ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Nov. 5, 2017
    • $5.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 26K
    • $200.9K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Aleksandar Krakovic, CMFC®, C(k)P®
May 2011
Charla Cynthia Kabana
August 2016
Jason J. Peplinski, MBA, FSS, LUTCF
November 2016
Mohammad Vedadi
March 2010
Scott Evans Teter
May 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fsc Agency, Inc. -- --
    Fsc Securities Corporation Dual Registrant $6,203,147,935
    Royal Alliance Associates, Inc. Dual Registrant $5,419,818,496
    Vision2020 Wealth Management Corp. IAR $2,275,692,954
    Woodbury Financial Services, Inc. Dual Registrant $3,251,712,530



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jeffrey Michael Auld Director, Chief Executive Officer, President June, 2008 less than 5%
      Justin Ives Sacca Vice President, Chief Compliance Officer May, 2014 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      James Dale Price Chairman November, 2016 less than 5%
      David Martin Schmidt Treasurer And Financial Operations Principal, Fnop March, 2017 less than 5%
      Cynthia A Hamel Director, Chief Operations Officer, Evp May, 2017 less than 5%
      Nina Schloesser Mckenna Executive Vice President, General Counsel, Secretary June, 2017 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions