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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 28, 2020
    • $8.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 43K
      Accounts
    • $185.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1,809

name start date
Aleksandar Krakovic, CMFC®, C(k)P®
May 2011
Jason J. Peplinski, MBA, FSS, LUTCF
November 2016
Mohammad Vedadi
March 2010
Scott Evans Teter
May 2017
Tonya Lee Willis
April 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arbor Point Advisors IAR $2,142,413,126
    Fsc Agency, Inc. -- --
    Fsc Securities Corporation Dual Registrant $8,223,701,222
    Investacorp Advisory Services Inc IAR $2,609,544,835
    Investacorp, Inc. Broker-Dealer --
    Kms Financial Services, Inc Dual Registrant $6,400,114,753
    Ladenburg Thalmann & Co. Inc. Broker-Dealer --
    Ladenburg Thalmann Alternative Inc. -- --
    Ladenburg Thalmann Asset Management Inc IAR $2,325,913,016
    Royal Alliance Associates, Inc. Dual Registrant $12,621,142,596
    Securities America Advisors, Inc. IAR $21,887,351,786
    Securities America, Inc. Broker-Dealer --
    Securities Service Network, LLC Broker-Dealer --
    Ssn Advisory, Inc. IAR $2,894,270,693
    Triad Advisors, LLC Dual Registrant $920,995,833
    Triad Hybrid Solutions, LLC IAR $1,467,652,125
    Vision2020 Wealth Management Corp. IAR $5,630,578,631
    Woodbury Financial Services, Inc. Dual Registrant $7,631,833,044

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jeffrey Michael Auld Director, Chief Executive Officer, President June, 2008 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      Cynthia Ann Hamel Chief Operations Officer, Evp May, 2017 less than 5%
      James Dale Price Chairman, Director November, 2016 less than 5%
      David Martin Schmidt Principal Financial Officer, Principal Operations Officer, Treasurer And Fnop March, 2017 less than 5%
      Steven David Schlegel Vice President, Chief Compliance Officer March, 2019 less than 5%
      Matthew Adam Schlueter Director, Evp March, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions