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ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Sept. 14, 2016
    • $4.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
    • $190.5K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Aleksandar Krakovic, CMFC®, C(k)P®
May 2011
Charla Cynthia Kabana
August 2016
Mohammad Vedadi
March 2010
Daniel John Smith
October 2005
Robert Alfred Bolduc
May 2008

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fsc Agency, Inc -- --
    FSC Securities Corporation Dual Registrant $5,629,578,959
    Ridgeworth Capital Management LLC IAR $18,768,993,748
    Royal Alliance Associates, Inc. Dual Registrant $4,629,210,022
    Vision2020 Wealth Management Corp. IAR $1,471,956,910
    Woodbury Financial Services, Inc. Dual Registrant $2,696,849,604



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Inger Wilson Fields Vice President, Treasurer And Finop February, 2010 less than 5%
      Jeffrey Michael Auld Director, Chief Executive Officer, President June, 2008 less than 5%
      Justin Ives Sacca Vice President, Chief Compliance Officer May, 2014 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      Noah David Sorkin Executive Vice President, General Counsel, Secretary June, 2008 less than 5%
      Matthew Adam Schlueter Director, Chief Operations Officer, Evp May, 2015 less than 5%
      Thomas Blake Sidlo Minicipal Prinicipal January, 2016 less than 5%
      Valerie Gay Brown Chairperson August, 2016 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions