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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $678.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $194.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Accutrade Inc. Broker-Dealer --
Alliancebernstein Investments, Inc. Broker-Dealer --
Axa Distributors, LLC Broker-Dealer --
Cherry Tree & Co., LLC Broker-Dealer --
George Ernest Casperson -- --
Kennedy, Mathews, Landis, Healy & Pecora, Incorporated Broker-Dealer --
Richard Joseph Capalbo -- --
Show Investment Co. Broker-Dealer --
Westamerica Financial Corporation Broker-Dealer --

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Anthony Paul Olson Chief Compliance Officer April, 2005 less than 5%
    Mark David Godofsky Financial Principal December, 2004 less than 5%
    Richard Dziadzio Director July, 2004 less than 5%
    Robert Oakley Jr Wright Chairman Of The Board; Director August, 2004 less than 5%
    Harvey Eugene Blitz Director July, 2004 less than 5%
    Edward Hambleton Dane President; Director July, 2004 less than 5%
    Robert Seymour Jr Jones Director August, 2004 less than 5%
    Jill Diane Cooley Chief Operating Officer; Director July, 2004 less than 5%
    Leslie Tanner Odonnell Aml Compliance Officer June, 2004 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Referral Fee From 3Rd Party