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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on July 16, 2017
    • $561.0M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $364.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

7

name start date
Gregory A Stevens
August 2004
Craig Edward Goryl
July 2013
Matthew Warren Heath
March 2015
Thomas Christopher Vautin
January 2011
Tyler Oliver Swaim
August 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Robert Tomlinson Lutts President & Chief Investment Officer,Owner September, 1983 50% to 75%
    Gregory A Stevens Principal, Cco August, 2010 10% to 25%
    Sonia Lynn Ernst Principal & Manager Of Operations And Trading January, 2006 10% to 25%
    James Michael Gasparello Principal & Senior Financial Counselor January, 2006 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees