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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Oct. 17, 2019
    • $839.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 736
      Accounts
    • $1.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2

name start date
John David Pak
November 2009
Richard Spinner
October 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Matthew Alan Weinberg Managing Member / Chief Compliance Officer October, 2006 25% to 50%
    Douglas John Spitz Managing Member October, 2006 25% to 50%
    Brett Neil Rosen Member June, 2012 5% to 10%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets