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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Oct. 5, 2017
    • $505.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $454.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

6

name start date
Blaine Allan Fritz
August 2004
David Patrick Beatson
November 2003
Scott Stirling Walker
November 2003
Ingrid Portia John
June 2013
Charles J.A. D'Angelo
May 2013

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Augustine Sung Chun Hong Chief Executive Officer March, 2010 25% to 50%
    Theresa Lee Chief Compliance Officer March, 2012 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees