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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 13, 2019
    • $507.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 6
      Accounts
    • $84.6M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
James River Securities Corp. Broker-Dealer --

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Paul Hutchison Saunders Chief Executive Officer And Chairman January, 1995 75% or more
    Kevin Michael Brandt President And Director January, 1995 25% to 50%
    Laura Piper Mcgrath Chief Operating Officer And General Counsel January, 2019 less than 5%
    Mary H Aulino Chief Compliance Officer January, 2019 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Performance-Based Fees