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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $1.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $292.9K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

535

name start date
Mark Douglas Jameson
December 2015
Bonnie Rachael Licalsi
July 1993
Carol Elaine Cheeks
January 2016
Jacqueline Catholic
August 2012
Daniel Wesley Grant
January 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    First Southwest Company, LLC -- --
    Fsw Advisory Services Inc. IAR $22,780,000
    Hilltop Securities Asset Management, LLC -- --
    Hilltop Securities Independent Network Inc. Dual Registrant $421,409,165
    Plainscapital Securities, LLC Broker-Dealer --
    Planiscapital Bank -- --
    Southwest Financial Insurance Agency, Inc. -- --
    Southwest Insurance Agency -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Michael John Marz Board Director August, 2017 less than 5%
      Laura Bonnell Alexander Board Director August, 2017 less than 5%
      David King Medanich Board Director August, 2017 less than 5%
      Hillel Arnold Feinberg President November, 2018 less than 5%
      Michael Anthony Cogliano Aml Officer March, 2018 less than 5%
      Brian Lane Wittneben General Counsel March, 2016 less than 5%
      John Richard Muschalek Chief Administrative Officer January, 2016 less than 5%
      Laura Leventhal Treasurer December, 2011 less than 5%
      Joseph Michael Edge Chief Financial Officer January, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Other